Ontario Securities Commission | GetSmarterAboutMoney.ca: Invest Wisely Share

OSC Investor Warnings and Alerts

VIEW CARD
These ten individuals and companies are the latest to be flagged for engaging in activities that may pose a risk to investors. The Ontario Securities Commission (OSC) urges investors to use caution.

OSC Investor Warnings and Alerts

Investor Alert: Convicted Fraudster Neil Suresh Chandran
Added to warning list: July 19, 2019

The OSC is warning Ontario investors not to invest with Neil Suresh Chandran, who is permanently banned from trading securities in Ontario, and has been convicted of securities fraud in the United States. Click here for more information.

OSC Investor Warnings and Alerts

Investor Alert: RTG Direct Trading Group
Added to warning list: July 4, 2019

The OSC is warning Ontarians about a scheme targeting former investors of RTG Direct Trading Group (RTG), which previously operated a binary options scam. Binary options trading is now banned in Ontario and many other Canadian provinces. Click here for more information.

OSC Investor Warnings and Alerts

Investor Alert: FSM Smart Ltd.
Added to warning list: June 18, 2019

The OSC is warning investors that FSM Smart Ltd. is not registered in Ontario to solicit investments, provide brokerage services or offer advice on investing in, buying, or selling securities or commodities.  Click here for more information.

OSC Investor Warnings and Alerts

Investor Alert: Convicted Fraudster Weizhen Tang
Added to warning list: May 28, 2019

The OSC is warning Ontario investors not to invest with convicted fraudster Weizhen Tang or any companies associated with him including Weizhen Tang and Associates Inc., Oversea Chinese Fund Limited Partnership Business and Weizhen Tang Corp.Click here for more information.

OSC Investor Warnings and Alerts

Investor Alert: United Financial Commodity Group
Added to warning list: May 24, 2019

The OSC is warning investors that United Financial Commodity Group (UFCG) is not registered to sell securities in Ontario.Click here for more information.

OSC Investor Warnings and Alerts

Investor Alert: WiseBanc
Added to warning list: March 22, 2019

The OSC is warning investors that WiseBanc is not registered in Ontario to solicit investments, trade securities, or provide advice on investing in, buying, or selling securities. Click here for more information.

OSC Investor Warnings and Alerts

Investor Alert: International Commodities Group
Added to warning list: December 20, 2018

The Ontario Securities Commission (OSC) is warning investors that International Commodities Group (ICG) is not registered to sell securities in Ontario. Click here for more information.

OSC Investor Warnings and Alerts

Investor Alert: Affiliated Trade Group
Added to warning list: December 19, 2018

The Ontario Securities Commission (OSC) is warning investors that the company Affiliated Trade Group and its representatives are not registered in Ontario to solicit investments or provide advice on investing in, buying, or selling securities. Click here for more information.

OSC Investor Warnings and Alerts

Investor Alert: Payback Limited and Trans Atlantic Direct
Added to warning list: August 16, 2018

The Ontario Securities Commission (OSC) is warning investors that Payback Limited appears to be involved in a scheme that targets former investors of Trans Atlantic Direct. Click here for more information.

OSC Investor Warnings and Alerts

Investor Alert: HQBroker
Added to warning list: July 13, 2018

The Ontario Securities Commission (OSC) is warning investors that HQBroker is not registered to sell securities in Ontario. Click here for more information.

OSC Investor Warnings and Alerts

Learn more

To see more companies and individuals on the OSC’s warning list, visit the OSC’s website. This list is not exhaustive. You should always check the registration of the individual or company you’re dealing with and research the investment before you buy.

Facebook LinkedIn Twitter Embed

Copy this code and paste it in your layout

By copying this code, you agree to the Terms of Use.

Static size (547px x 430px):

Responsive to a maximum width of 547px:
GetSmarterAboutMoney.ca: Invest Wisely Ontario Securities Commission

AN INVESTOR OFFICE INITIATIVE

Ontario Coat of Arms