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OSC Investor Warnings and Alerts

VIEW CARD
These ten individuals and companies are the latest to be flagged for engaging in activities that may pose a risk to investors. The Ontario Securities Commission (OSC) urges investors to use caution.

OSC Investor Warnings and Alerts

Investor Alert: Blue Sail Trading

Added: September 17, 2019

The OSC is warning investors that Blue Sail Trading and its associated trading platform Derivative 360/360Pro are not registered to deal or advise in securities in Ontario. Click here for more information.

OSC Investor Warnings and Alerts

Warning: Maxi Platinum Ltd., Strategy One Ltd

Added: August 23, 2019

Strategy One Ltd. and Maxi Platinum Ltd., doing business as www[dot]superbinary[dot]com (together “Superbinary”) appears to operate an online binary options trading platform. Advertising, offering, selling or otherwise trading binary options by any entity, is prohibited in Ontario as specified in CSA Multilateral Instrument 91-102, Prohibition of Binary Options which was implemented on September 28, 2017. Click here for more information.

OSC Investor Warnings and Alerts

Investor Alert: XCoin Broker

Added: August 21, 2019

XCoin Broker, also doing business as www[dot]xcoinbroker[dot]com is not registered in Ontario to engage in the business of trading in securities. Click here for more information.

OSC Investor Warnings and Alerts

Investor Alert: HB Global

Added: August 21, 2019

The OSC is warning investors that HB Global (HBG) is not registered to deal or advise in securities in Ontario. Click here for more information.

OSC Investor Warnings and Alerts

Investor Alert: Convicted Fraudster Neil Suresh Chandran

Added: July 19, 2019

The OSC is warning Ontario investors not to invest with Neil Suresh Chandran, who is permanently banned from trading securities in Ontario, and has been convicted of securities fraud in the United States. Click here for more information.

OSC Investor Warnings and Alerts

Investor Alert: RTG Direct Trading Group

Added: July 4, 2019

The OSC is warning Ontarians about a scheme targeting former investors of RTG Direct Trading Group (RTG), which previously operated a binary options scam. Binary options trading is now banned in Ontario and many other Canadian provinces. Click here for more information.

OSC Investor Warnings and Alerts

Investor Alert: FSM Smart Ltd.

Added: June 18, 2019

The OSC is warning investors that FSM Smart Ltd. is not registered in Ontario to solicit investments, provide brokerage services or offer advice on investing in, buying, or selling securities or commodities.  Click here for more information.

OSC Investor Warnings and Alerts

Investor Alert: Convicted Fraudster Weizhen Tang

Added: May 28, 2019

The OSC is warning Ontario investors not to invest with convicted fraudster Weizhen Tang or any companies associated with him including Weizhen Tang and Associates Inc., Oversea Chinese Fund Limited Partnership Business and Weizhen Tang Corp.Click here for more information.

OSC Investor Warnings and Alerts

Investor Alert: United Financial Commodity Group

Added: May 24, 2019

The OSC is warning investors that United Financial Commodity Group (UFCG) is not registered to sell securities in Ontario.Click here for more information.

OSC Investor Warnings and Alerts

Investor Alert: WiseBanc

Added: March 22, 2019

The OSC is warning investors that WiseBanc is not registered in Ontario to solicit investments, trade securities, or provide advice on investing in, buying, or selling securities. Click here for more information.

OSC Investor Warnings and Alerts

Learn more

To see more companies and individuals on the OSC’s warning list, visit the OSC’s website. This list is not exhaustive. You should always check the registration of the individual or company you’re dealing with and research the investment before you buy.

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